By engaging in our products/services at FIELDS SMITH family of companies you agree to the following Arbitration Agreement.
This engagement agreement (this “Agreement”) is made effective as of January 1, 2026, by and between you, the Client (“Client”) and Fields & Smith Services, LLC. Located at 404 Clark Street, Middletown, Ohio 45042 (“Provider”).
Purpose; Agreement to Arbitrate
- The parties agree that any Dispute (defined below) between
them will be resolved by binding arbitration, rather than in court, except as
expressly stated in Section 3 (Carve-Outs).
- “Dispute”
means any claim, controversy, or dispute arising out of or relating to (a) any
services, membership, subscription, engagement, or agreement between the
parties; (b) billing, payment, refunds, or collections; (c) communications
between the parties; or (d) the relationship between the parties—whether based
in contract, tort, statute, fraud, misrepresentation, or any other legal
theory.
Waiver of Court/Trial Rights
- By
agreeing to arbitration, the parties understand and agree that they are waiving
the right to have Disputes decided by a judge or jury in court.
- The
arbitrator (not a court) will decide all Disputes, including issues related to
the interpretation, applicability, enforceability, or formation of this
Agreement, except as set forth in Section 9 (Severability).
Carve-Outs (Claims not required to be arbitrated)
- Small
Claims. Either party may bring an individual action in small claims court (or
equivalent) if the claim qualifies and remains in that court.
- Injunctive/Equitable
Relief. Either party may seek temporary or preliminary injunctive relief in
court to preserve the status quo or prevent irreparable harm (including
protection of confidential information), pending arbitration.
- Intellectual
Property.
- Claims seeking to collect unpaid fees or charges for products or services rendered, including claims arising from non‑payment or late payment.
- Before
initiating arbitration, the complaining party must send written notice
describing the Dispute and the relief sought (“Notice of Dispute”).
- The
parties will attempt in good faith to resolve the Dispute within thirty (30)
days after receipt of the Notice of Dispute (unless extended by mutual written
agreement).
- Notices must be sent to:
FIELDS & SMITH SERVICES, LLC.
ATTN: DAMIAN FIELDS
404 CLARK STREET
MIDDLETOWN, OHIO 45042
Arbitration Provider; Rules
- The arbitration will be administered by the American Arbitration Association ("AAA") under its applicable rules.
- If
the selected provider is unavailable, the parties will mutually select a
comparable provider. If they cannot agree, a court of competent jurisdiction
may appoint an arbitration administrator.
- The
arbitrator will apply the chosen provider’s rules unless those rules conflict
with this Agreement, in which case this Agreement controls.
- Initiation.
A party initiates arbitration by filing a demand with the administrator and
serving the other party.
- Unless the parties agree otherwise, arbitration will be:
- conducted
remotely (video/teleconference), at the arbitrator’s discretion and consistent
with the rules.
- Arbitrator
Selection. The arbitrator will be selected according to the administrator’s
rules and must be neutral.
- Authority.
The arbitrator may award any relief available in court under applicable law,
subject to the limitations in this Agreement (if any).
- Written
Decision. The arbitrator shall issue a written decision stating the essential
findings and conclusions.
Fees, Costs, and Attorney's Fees
- Filing
and Administrative Fees. The parties will pay arbitration fees as follows:
- Each
party pays its own arbitration fees and costs, and the parties split the
arbitrator’s fees equally, unless the arbitrator reallocates fees under Section
7.3.
- Attorneys’
Fees. Each party bears its own attorneys’ fees unless a statute or contract
permits fee shifting.
- Reallocation.
The arbitrator may award costs and fees when authorized by applicable law or if
a claim is determined to be frivolous or brought for an improper purpose.
Confidentiality
The
arbitration proceeding, filings, testimony, and award will be confidential to
the extent permitted by law, except as necessary to:
- prepare
for or conduct the arbitration,
- seek
court relief under Sections 3.2 or 10,
- enforce
or challenge the award, or
- comply
with legal obligations.
Class Action Waiver; Individual Relief Only
- The
parties agree that arbitration will be conducted only on an individual basis.
- The
arbitrator may not consolidate claims or preside over any form of class,
collective, representative, or private attorney general action.
- If
this Section 9 is found unenforceable as to a particular claim, then that claim
must proceed in court to the extent required by law, and the remaining claims
shall be arbitrated.
Limitation Period
Any
Dispute must be brought within the time period allowed by applicable law. If no
law specifies a time period, the Dispute must be brought within one (1) year
after the claim accrues, unless prohibited by law.
Governing Law
This Agreement is governed by the laws of the State of
Ohio, without regard to conflict-of-law rules, and the Federal
Arbitration Act (“FAA”) to the extent applicable.
Enforcement; Judgement on Award
The
arbitrator’s award will be final and binding.
Judgment
on the award may be entered in any court with jurisdiction.
OPT-OUT
Client
may opt out of arbitration by sending written notice within thirty (30) days of
the Effective Date to:
The
opt-out notice must include Client’s name, address, and a clear statement of
intent to opt out of arbitration.
Opting
out of arbitration will not affect the validity of any other agreement between
the parties.
Severability
If
any portion of this Agreement is found unenforceable, that portion will be
severed and the remainder will remain in effect, except as provided in Section
9.3 regarding class/representative actions.
Entire Arbitration Agreement; Priority
This
Agreement is the entire agreement of the parties regarding arbitration of
Disputes and supersedes any prior arbitration discussions.
If
this Agreement conflicts with any other agreement between the parties on
dispute resolution, this Agreement controls unless the other agreement
expressly states it overrides this Agreement.
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